THE KOCEN FINANCIAL GROUP, INC.

CRD 112129File 801-64553

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$185.9M

Bottom 25% of cohort (national)

Discretionary AUM

$185.9M

Clients

222

773 accounts

Employees

Bottom 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Jul 21, 2005
Principal office: 35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA, 92270-1767
Phone: 760-324-4015
Website: https://bryankocen.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $185.9M
Discretionary AUM: $185.9M
Non-discretionary AUM: $0
Discretionary accounts: 773
Non-discretionary accounts: 0
Total accounts: 773
AUM per client: $837K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$303K
High net worth individuals	84	$144.6M
Pension and profit sharing plans	9	$11.4M
Individuals (other than high net worth individuals)	129	$29.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11E2
Q11E4

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	221	222	increased by1
Apr 1, 2026	AUM	$163,386,599	$185,854,186	increased by$22,467,587
Apr 1, 2026	Accounts	721	773	increased by52
May 1, 2025 vs Oct 1, 2022	Employees	7	5	decreased by2
May 1, 2025 vs Oct 1, 2022	Disclosures	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	222	221	decreased by1
May 1, 2025 vs Oct 1, 2022	AUM	$140,745,214	$163,386,599	increased by$22,641,385
May 1, 2025 vs Oct 1, 2022	Accounts	781	721	decreased by60
Apr 1, 2022	Employees	8	7	decreased by1
Apr 1, 2022	Clients	421	222	decreased by199
Apr 1, 2022	AUM	$280,404,202	$140,745,214	decreased by$139,658,988
Apr 1, 2022	Accounts	1,455	781	decreased by674
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “KOCEN FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KOCEN FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.