← Directory
ASPEN INVESTMENT MANAGEMENT INC.
CRD 112081File 801-58191
APPROVED
Retail clients
Custody
Filing as of Mar 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$452.5M
Above cohort median (national)
Discretionary AUM
$448.5M
Non-discretionary $3.9M
Clients
256
617 accounts
Employees
5
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 8, 2000
- Principal office
- 4020 E. BELTLINE AVE NE, STE 103, GRAND RAPIDS, MI, 49525
- Phone
- 616-361-2500
- Website
- HTTP://WWW.ASPENIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $452.5M
- Discretionary AUM
- $448.5M
- Non-discretionary AUM
- $3.9M
- Discretionary accounts
- 564
- Non-discretionary accounts
- 53
- Total accounts
- 617
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $885K |
| Charitable organizations | Fewer than 5 | $3.0M |
| High net worth individuals | 55 | $301.6M |
| Individuals (other than high net worth individuals) | 201 | $146.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.