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TDA INVESTMENT GROUP
Legal name: TDA, INC.
CRD 112016File 801-39280
APPROVED
Custody
Filing as of Dec 15, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$969.3M
Above cohort median (national)
Discretionary AUM
$969.3M
Clients
4
4 accounts
Employees
22
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 3, 1991
- Principal office
- 2025 PIONEER COURT, SAN MATEO, CA, 94403
- Phone
- 650-343-6333
- Website
- HTTP://WWW.TDAINC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $969.3M
- Discretionary AUM
- $969.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4
- Non-discretionary accounts
- 0
- Total accounts
- 4
- AUM per client
- $242.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $127.2M |
| Pension and profit sharing plans | Fewer than 5 | $842.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 20 | 22 | increased by2 |
| Jan 1, 2026 | Clients | 3 | 4 | increased by1 |
| Jan 1, 2026 | AUM | $825,653,474 | $969,343,920 | increased by$143,690,446 |
| Jan 1, 2026 | Accounts | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $650,456,491 | $825,653,474 | increased by$175,196,983 |
| Jan 1, 2022 | Clients | 3 | 4 | increased by1 |
| Jan 1, 2022 | AUM | $570,974,195 | $650,456,491 | increased by$79,482,296 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TDA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TDA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.