NORTHERN TRUST GLOBAL INVESTMENTS LTD

CRD 111900File 801-60152

APPROVED

Disclosure events

Filing as of Mar 27, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$208.39B

Top 10% of cohort (national)

Discretionary AUM

$208.39B

Clients

198 accounts

Employees

115

Identity & registration

ADV Item 1

Organization form: Other (specify)
Firm type: Registered
SEC region: HQ
Registration date: Apr 4, 2001
Principal office: 50 BANK STREET, CANARY WHARF, LONDON, E145NT
Phone: 0044-(0)207-982-2000
Website: HTTP://WWW.NORTHERNTRUST.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $208.39B
Discretionary AUM: $208.39B
Non-discretionary AUM: $0
Discretionary accounts: 198
Non-discretionary accounts: 0
Total accounts: 198
AUM per client: $2.74B

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$363.9M
Non-U.S. persons	Fewer than 5	$4.63B
Insurance companies	Fewer than 5	$0
Investment companies	5	$1.38B
Charitable organizations	Fewer than 5	$253.3M
Other investment advisers	Fewer than 5	$662K
Pooled investment vehicles	9	$130.96B
Pension and profit sharing plans	33	$50.88B
State or municipal government entities	22	$19.91B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C5
Q11D2
Q11D4
Q11E2

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	104	115	increased by11
Apr 1, 2026	Clients	75	76	increased by1
Apr 1, 2026	AUM	$189,310,420,160	$208,387,890,843	increased by$19,077,470,683
Apr 1, 2026	Accounts	179	198	increased by19
May 1, 2025 vs Oct 1, 2022	Employees	97	104	increased by7
May 1, 2025 vs Oct 1, 2022	Clients	96	75	decreased by21
May 1, 2025 vs Oct 1, 2022	AUM	$172,939,158,762	$189,310,420,160	increased by$16,371,261,398
May 1, 2025 vs Oct 1, 2022	Accounts	118	179	increased by61
Apr 1, 2022	Employees	78	97	increased by19
Apr 1, 2022	Clients	82	96	increased by14
Apr 1, 2022	AUM	$162,235,349,073	$172,939,158,762	increased by$10,703,809,689
Apr 1, 2022	Accounts	104	118	increased by14
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NORTHERN TRUST” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHERN TRUST” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.