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UNION SQUARE GLOBAL WEALTH MANAGEMENT
Legal name: UNION SQUARE INVESTMENT CO
CRD 111776File 801-55304
APPROVED
Retail clients
Custody
Filing as of Mar 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$361.2M
Below cohort median (national)
Discretionary AUM
$357.8M
Non-discretionary $3.5M
Clients
24
26 accounts
Employees
7
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Feb 27, 1998
- Principal office
- 360 POST STREET, SUITE 900, SAN FRANCISCO, CA, 94108
- Phone
- 415-392-9228
- Website
- http://usqglobalwealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $361.2M
- Discretionary AUM
- $357.8M
- Non-discretionary AUM
- $3.5M
- Discretionary accounts
- 24
- Non-discretionary accounts
- 2
- Total accounts
- 26
- AUM per client
- $15.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $4.5M |
| High net worth individuals | 13 | $112.6M |
| Pooled investment vehicles | 2 | $243.0M |
| Individuals (other than high net worth individuals) | 5 | $1.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $357,053,816 | $361,235,925 | increased by$4,182,109 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 19 | 24 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $403,549,007 | $357,053,816 | decreased by$46,495,191 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 26 | increased by3 |
| Apr 1, 2022 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2022 | Clients | 18 | 19 | increased by1 |
| Apr 1, 2022 | AUM | $301,434,272 | $403,549,007 | increased by$102,114,735 |
| Apr 1, 2022 | Accounts | 22 | 23 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UNION SQUARE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UNION SQUARE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.