← Directory
CAPITAL GAINS INCORPORATED
Legal name: CAPITAL GAINS INC
CRD 111717File 801-41787
APPROVED
Filing as of Jan 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$166.6M
Bottom 25% of cohort (national)
Discretionary AUM
$166.6M
Clients
9
9 accounts
Employees
3
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 23, 1992
- Principal office
- 8060 W. OAKTON STREET, SUITE 102, NILES, IL, 60714
- Phone
- 847-318-9975
- Website
- HTTP://WWW.CAPGNS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $166.6M
- Discretionary AUM
- $166.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $18.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 2 | $5.3M |
| State or municipal government entities | 7 | $161.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.