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REGIONS INVESTMENT MANAGEMENT, INC.
CRD 111715File 801-27629
APPROVED
Custody
Disclosure events
Filing as of Jul 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$20.14B
Top 10% of cohort (national)
Discretionary AUM
$13.46B
Non-discretionary $6.68B
Clients
0
2 accounts
Employees
28
Top 10% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 15, 1986
- Principal office
- 1900 5TH AVENUE NORTH, SIXTH FLOOR, BIRMINGHAM, AL, 35203-2618
- Phone
- 205-326-7074
- Website
- HTTP://WWW.REGIONS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $20.14B
- Discretionary AUM
- $13.46B
- Non-discretionary AUM
- $6.68B
- Discretionary accounts
- 1
- Non-discretionary accounts
- 1
- Total accounts
- 2
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $20.14B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.