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REGIONS INVESTMENT MANAGEMENT, INC.
CRD 111715File 801-27629
APPROVED
Custody
Disclosure events
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$20.14B
Top 10% of cohort (national)
Discretionary AUM
$13.46B
Non-discretionary $6.68B
Clients
0
2 accounts
Employees
28
Top 10% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 15, 1986
- Principal office
- 1900 5TH AVENUE NORTH, SIXTH FLOOR, BIRMINGHAM, AL, 35203-2618
- Phone
- 205-326-7074
- Website
- HTTP://WWW.REGIONS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $20.14B
- Discretionary AUM
- $13.46B
- Non-discretionary AUM
- $6.68B
- Discretionary accounts
- 1
- Non-discretionary accounts
- 1
- Total accounts
- 2
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $20.14B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 27 | 28 | increased by1 |
| Apr 1, 2026 | AUM | $18,723,692,464 | $20,139,489,452 | increased by$1,415,796,988 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 28 | 27 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $15,658,845,432 | $18,723,692,464 | increased by$3,064,847,032 |
| Apr 1, 2022 | Employees | 29 | 28 | decreased by1 |
| Apr 1, 2022 | AUM | $14,536,312,448 | $15,658,845,432 | increased by$1,122,532,984 |
| May 1, 2021 | AUM | $14,536,312,447 | $14,536,312,448 | increased by$1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “REGIONS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“REGIONS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.