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CAPITAL FINANCIAL GROUP, INC.
CRD 111709File 801-117272
APPROVED
Retail clients
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$237.4M
Below cohort median (national)
Discretionary AUM
$219.5M
Non-discretionary $17.9M
Clients
238
667 accounts
Employees
5
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Aug 28, 2019
- Principal office
- 13986 BOWLES AVE., SUITE 200, LITTLETON, CO, 80127
- Phone
- 303-629-7500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $237.4M
- Discretionary AUM
- $219.5M
- Non-discretionary AUM
- $17.9M
- Discretionary accounts
- 609
- Non-discretionary accounts
- 58
- Total accounts
- 667
- AUM per client
- $997K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $577K |
| High net worth individuals | 62 | $147.1M |
| Pension and profit sharing plans | Fewer than 5 | $14.4M |
| Individuals (other than high net worth individuals) | 171 | $75.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.