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ADVICEONE ADVISORY SERVICES, LLC
CRD 111614File 801-62125
APPROVED
Retail clients
Custody
Filing as of Jul 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.05B
Top 25% of cohort (national)
Discretionary AUM
$2.05B
Clients
1,449
4,781 accounts
Employees
56
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 10, 2003
- Principal office
- 100 WESTERN BOULEVARD, GLASTONBURY, CT, 06033
- Phone
- 860-659-4900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.05B
- Discretionary AUM
- $2.05B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,781
- Non-discretionary accounts
- 0
- Total accounts
- 4,781
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $4.1M |
| High net worth individuals | 783 | $1.81B |
| Individuals (other than high net worth individuals) | 666 | $230.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 55 | 56 | increased by1 |
| Apr 1, 2026 | Clients | 1,345 | 1,449 | increased by104 |
| Apr 1, 2026 | AUM | $1,662,203,424 | $2,045,736,720 | increased by$383,533,296 |
| Apr 1, 2026 | Accounts | 4,511 | 4,781 | increased by270 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 44 | 55 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,227 | 1,345 | increased by118 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,299,488,224 | $1,662,203,424 | increased by$362,715,200 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,593 | 4,511 | decreased by82 |
| Apr 1, 2022 | Employees | 36 | 44 | increased by8 |
| Apr 1, 2022 | Clients | 2,351 | 1,227 | decreased by1,124 |
| Apr 1, 2022 | AUM | $1,074,024,830 | $1,299,488,224 | increased by$225,463,394 |
| Apr 1, 2022 | Accounts | 4,029 | 4,593 | increased by564 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ADVICEONE ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ADVICEONE ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.