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DIASTOLE WEALTH MANAGEMENT
Legal name: DIASTOLE WEALTH MANAGEMENT, INC.
CRD 111604File 801-57610
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$396.0M
Below cohort median (national)
Discretionary AUM
$274.6M
Non-discretionary $121.4M
Clients
275
1,434 accounts
Employees
13
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 24, 2000
- Principal office
- 58 BOSTON STREET, GUILFORD, CT, 06437
- Phone
- 203-458-5220
- Website
- HTTP://WWW.DIASTOLE.BIZ
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $396.0M
- Discretionary AUM
- $274.6M
- Non-discretionary AUM
- $121.4M
- Discretionary accounts
- 1,270
- Non-discretionary accounts
- 164
- Total accounts
- 1,434
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $1.1M |
| High net worth individuals | 86 | $313.6M |
| Pooled investment vehicles | 1 | $25.0M |
| Individuals (other than high net worth individuals) | 187 | $56.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 304 | 275 | decreased by29 |
| Apr 1, 2026 | AUM | $378,024,334 | $396,019,097 | increased by$17,994,763 |
| Apr 1, 2026 | Accounts | 1,437 | 1,434 | decreased by3 |
| Feb 1, 2026 | Employees | 11 | 13 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 286 | 304 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $349,624,845 | $378,024,334 | increased by$28,399,489 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,169 | 1,437 | increased by268 |
| Apr 1, 2022 | Employees | 12 | 11 | decreased by1 |
| Apr 1, 2022 | Clients | 294 | 286 | decreased by8 |
| Apr 1, 2022 | AUM | $741,651,300 | $349,624,845 | decreased by$392,026,455 |
| Apr 1, 2022 | Accounts | 1,207 | 1,169 | decreased by38 |
| Nov 1, 2021 | Disclosures | No | Yes | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DIASTOLE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DIASTOLE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.