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DIASTOLE WEALTH MANAGEMENT
Legal name: DIASTOLE WEALTH MANAGEMENT, INC.
CRD 111604File 801-57610
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$396.0M
Below cohort median (national)
Discretionary AUM
$274.6M
Non-discretionary $121.4M
Clients
275
1,434 accounts
Employees
13
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 24, 2000
- Principal office
- 58 BOSTON STREET, GUILFORD, CT, 06437
- Phone
- 203-458-5220
- Website
- HTTP://WWW.DWINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $396.0M
- Discretionary AUM
- $274.6M
- Non-discretionary AUM
- $121.4M
- Discretionary accounts
- 1,270
- Non-discretionary accounts
- 164
- Total accounts
- 1,434
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $1.1M |
| High net worth individuals | 86 | $313.6M |
| Pooled investment vehicles | 1 | $25.0M |
| Individuals (other than high net worth individuals) | 187 | $56.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.