← Directory
FLOYD CAPITAL MANAGEMENT
Legal name: FLOYD, BENJAMIN JOSEPH
CRD 111576File 801-60539
APPROVED
Retail clients
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$213.5M
Below cohort median (national)
Discretionary AUM
$198.9M
Non-discretionary $14.6M
Clients
308
308 accounts
Employees
4
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Aug 31, 2001
- Principal office
- 6004 SUMMERFIELD DR, STE A, TEXARKANA, TX, 75503
- Phone
- 903-794-2704
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $213.5M
- Discretionary AUM
- $198.9M
- Non-discretionary AUM
- $14.6M
- Discretionary accounts
- 262
- Non-discretionary accounts
- 46
- Total accounts
- 308
- AUM per client
- $693K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $40.5M |
| Charitable organizations | Fewer than 5 | $483K |
| High net worth individuals | 221 | $168.7M |
| Pension and profit sharing plans | 8 | $2.1M |
| Individuals (other than high net worth individuals) | 58 | $1.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 267 | 308 | increased by41 |
| Feb 1, 2026 | AUM | $204,586,879 | $213,518,171 | increased by$8,931,292 |
| Feb 1, 2026 | Accounts | 267 | 308 | increased by41 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 4 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 318 | 267 | decreased by51 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $214,316,897 | $204,586,879 | decreased by$9,730,018 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 318 | 267 | decreased by51 |
| Feb 1, 2022 | Clients | 338 | 318 | decreased by20 |
| Feb 1, 2022 | AUM | $176,563,810 | $214,316,897 | increased by$37,753,087 |
| Feb 1, 2022 | Accounts | 338 | 318 | decreased by20 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FLOYD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FLOYD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.