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PENTEGRA INVESTORS, INC.
CRD 111503File 801-36893
APPROVED
Custody
Filing as of May 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.60B
Top 25% of cohort (national)
Discretionary AUM
$3.25B
Non-discretionary $2.35B
Clients
250
250 accounts
Employees
13
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 1, 1990
- Principal office
- 2 ENTERPRISE DRIVE, SUITE 408, SHELTON, CT, 06484-4657
- Phone
- (800) 872-3473
- Website
- HTTPS://WWW.PENTEGRA.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.60B
- Discretionary AUM
- $3.25B
- Non-discretionary AUM
- $2.35B
- Discretionary accounts
- 113
- Non-discretionary accounts
- 137
- Total accounts
- 250
- AUM per client
- $22.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $6.7M |
| Pension and profit sharing plans | 248 | $5.60B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.