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PENTEGRA INVESTORS, INC.
CRD 111503File 801-36893
APPROVED
Custody
Filing as of May 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.60B
Top 25% of cohort (national)
Discretionary AUM
$3.25B
Non-discretionary $2.35B
Clients
250
250 accounts
Employees
13
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 1, 1990
- Principal office
- 2 ENTERPRISE DRIVE, SUITE 408, SHELTON, CT, 06484-4657
- Phone
- (800) 872-3473
- Website
- HTTPS://WWW.PENTEGRA.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.60B
- Discretionary AUM
- $3.25B
- Non-discretionary AUM
- $2.35B
- Discretionary accounts
- 113
- Non-discretionary accounts
- 137
- Total accounts
- 250
- AUM per client
- $22.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $6.7M |
| Pension and profit sharing plans | 248 | $5.60B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 13 | decreased by3 |
| Apr 1, 2026 | Clients | 272 | 250 | decreased by22 |
| Apr 1, 2026 | AUM | $5,507,349,576 | $5,602,899,971 | increased by$95,550,395 |
| Apr 1, 2026 | Accounts | 272 | 250 | decreased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 16 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 372 | 272 | decreased by100 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,527,180,264 | $5,507,349,576 | decreased by$2,019,830,688 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 374 | 272 | decreased by102 |
| Apr 1, 2022 | Employees | 16 | 15 | decreased by1 |
| Apr 1, 2022 | Clients | 395 | 372 | decreased by23 |
| Apr 1, 2022 | AUM | $7,167,233,761 | $7,527,180,264 | increased by$359,946,503 |
| Apr 1, 2022 | Accounts | 395 | 374 | decreased by21 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PENTEGRA INVESTORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PENTEGRA INVESTORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.