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STERNECK CAPITAL MANAGEMENT LLC
CRD 111463File 801-45256
APPROVED
Retail clients
Custody
Filing as of Jul 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$327.9M
Below cohort median (national)
Discretionary AUM
$309.0M
Non-discretionary $18.9M
Clients
265
670 accounts
Employees
5
Below cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 20, 1993
- Principal office
- 1251 NW BRIARCLIFF PKWY, STE 95, KANSAS CITY, MO, 64116
- Phone
- 816-531-2254
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $327.9M
- Discretionary AUM
- $309.0M
- Non-discretionary AUM
- $18.9M
- Discretionary accounts
- 620
- Non-discretionary accounts
- 50
- Total accounts
- 670
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $1.9M |
| Charitable organizations | 8 | $3.1M |
| High net worth individuals | 129 | $302.3M |
| Individuals (other than high net worth individuals) | 120 | $20.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — GENERIC NON-ADVIOSORY EDUCATIONAL FINANCIAL PLANNING SESSIONS F
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 262 | 265 | increased by3 |
| Feb 1, 2026 | AUM | $277,853,450 | $327,938,616 | increased by$50,085,166 |
| Feb 1, 2026 | Accounts | 638 | 670 | increased by32 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 257 | 262 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $275,773,516 | $277,853,450 | increased by$2,079,934 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 607 | 638 | increased by31 |
| Apr 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 239 | 257 | increased by18 |
| Apr 1, 2022 | AUM | $233,095,064 | $275,773,516 | increased by$42,678,452 |
| Apr 1, 2022 | Accounts | 554 | 607 | increased by53 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STERNECK CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STERNECK CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.