STEPHENSON AND COMPANY, INC.

CRD 111453File 801-117128

APPROVED

Retail clients

Custody

Filing as of Mar 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$447.0M

Below cohort median (national)

Discretionary AUM

$353.4M

Non-discretionary $93.6M

Clients

265

656 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Aug 2, 2019
Principal office: 241 AVENIDA DEL MAR, SAN CLEMENTE, CA, 92672
Phone: 949-727-4255
Website: http://www.stephensonfinancial.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $447.0M
Discretionary AUM: $353.4M
Non-discretionary AUM: $93.6M
Discretionary accounts: 531
Non-discretionary accounts: 125
Total accounts: 656
AUM per client: $1.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$2.1M
High net worth individuals	132	$402.1M
Pension and profit sharing plans	Fewer than 5	$1.1M
Individuals (other than high net worth individuals)	133	$41.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.