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LEGACY CAPITAL GROUP CALIFORNIA, INC.
CRD 111436File 801-69566
APPROVED
Retail clients
Custody
Filing as of Apr 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$535.7M
Above cohort median (national)
Discretionary AUM
$535.7M
Clients
231
1,763 accounts
Employees
17
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 10, 2008
- Principal office
- 459 MONTEREY AVENUE, SUITE 100, LOS GATOS, CA, 95030
- Phone
- 408-399-6330
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $535.7M
- Discretionary AUM
- $535.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,763
- Non-discretionary accounts
- 0
- Total accounts
- 1,763
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $203.0M |
| Charitable organizations | 17 | $37.4M |
| High net worth individuals | 155 | $204.5M |
| Pooled investment vehicles | 3 | $11.6M |
| Pension and profit sharing plans | 30 | $79.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.