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LEGACY CAPITAL GROUP CALIFORNIA, INC.
CRD 111436File 801-69566
APPROVED
Retail clients
Custody
Filing as of Apr 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$535.7M
Above cohort median (national)
Discretionary AUM
$535.7M
Clients
231
1,763 accounts
Employees
17
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 10, 2008
- Principal office
- 459 MONTEREY AVENUE, SUITE 100, LOS GATOS, CA, 95030
- Phone
- 408-399-6330
- Website
- HTTPS://WWW.LCGCA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $535.7M
- Discretionary AUM
- $535.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,763
- Non-discretionary accounts
- 0
- Total accounts
- 1,763
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $203.0M |
| Charitable organizations | 17 | $37.4M |
| High net worth individuals | 155 | $204.5M |
| Pooled investment vehicles | 3 | $11.6M |
| Pension and profit sharing plans | 30 | $79.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 18 | 17 | decreased by1 |
| May 1, 2026 | Clients | 256 | 231 | decreased by25 |
| May 1, 2026 | AUM | $608,388,867 | $535,737,470 | decreased by$72,651,397 |
| May 1, 2026 | Accounts | 2,090 | 1,763 | decreased by327 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 18 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 235 | 256 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $455,215,390 | $608,388,867 | increased by$153,173,477 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 235 | 2,090 | increased by1,855 |
| Jul 1, 2022 | Disclosures | Yes | No | |
| Jun 1, 2022 | AUM | $345,076,361 | $455,215,390 | increased by$110,139,029 |
| Jun 1, 2022 | Accounts | 1,599 | 235 | decreased by1,364 |
| Jun 1, 2021 | Employees | 15 | 14 | decreased by1 |
| Jun 1, 2021 | Clients | 196 | 235 | increased by39 |
| Jun 1, 2021 | AUM | $317,700,000 | $345,076,361 | increased by$27,376,361 |
| Jun 1, 2021 | Accounts | 1,716 | 1,599 | decreased by117 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEGACY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEGACY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.