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NORTHERN CAPITAL MANAGEMENT, INC.
CRD 111379File 801-44942
APPROVED
Retail clients
Custody
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$918.2M
Above cohort median (national)
Discretionary AUM
$916.4M
Non-discretionary $1.8M
Clients
739
1,866 accounts
Employees
11
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Nov 5, 1993
- Principal office
- 2700 SOUTH SOUTHEAST BOULEVARD, SUITE 205, SPOKANE, WA, 99223-4984
- Phone
- 509-456-2526
- Website
- HTTPS://NORTHERNWELCOME.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $918.2M
- Discretionary AUM
- $916.4M
- Non-discretionary AUM
- $1.8M
- Discretionary accounts
- 1,863
- Non-discretionary accounts
- 3
- Total accounts
- 1,866
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $11.4M |
| Charitable organizations | Fewer than 5 | $2.9M |
| High net worth individuals | 148 | $407.8M |
| Pension and profit sharing plans | 21 | $348.7M |
| Individuals (other than high net worth individuals) | 558 | $147.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FEES, STIPENDS, TRAVEL ACCOMMODATION FOR SPEAKING ENGAGEMENTS
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 1, 2026 | Clients | 732 | 739 | increased by7 |
| Oct 1, 2026 | AUM | $526,735,016 | $918,205,708 | increased by$391,470,692 |
| Oct 1, 2026 | Accounts | 1,855 | 1,866 | increased by11 |
| Apr 1, 2026 | Clients | 714 | 732 | increased by18 |
| Apr 1, 2026 | AUM | $462,159,064 | $526,735,016 | increased by$64,575,952 |
| Apr 1, 2026 | Accounts | 1,819 | 1,855 | increased by36 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 691 | 714 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $388,356,058 | $462,159,064 | increased by$73,803,006 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,734 | 1,819 | increased by85 |
| Apr 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Clients | 681 | 691 | increased by10 |
| Apr 1, 2022 | AUM | $341,587,335 | $388,356,058 | increased by$46,768,723 |
| Apr 1, 2022 | Accounts | 1,721 | 1,734 | increased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHERN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHERN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.