← Directory
DELTA WEALTH MANAGEMENT
CRD 111368File 801-44823
APPROVED
Retail clients
Custody
Filing as of Mar 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$522.5M
Above cohort median (national)
Discretionary AUM
$522.5M
Clients
41
188 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 23, 1993
- Principal office
- Not reported
- Phone
- (209) 224-8534
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $522.5M
- Discretionary AUM
- $522.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 188
- Non-discretionary accounts
- 0
- Total accounts
- 188
- AUM per client
- $12.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $33K |
| Charitable organizations | 7 | $156.3M |
| High net worth individuals | 34 | $362.5M |
| Pension and profit sharing plans | Fewer than 5 | $2.7M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $978K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.