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STOKER OSTLER, A PART OF BMO FINANCIAL GROUP
Legal name: STOKER OSTLER WEALTH ADVISORS, INC.
CRD 111320File 801-54265
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.67B
Top 25% of cohort (national)
Discretionary AUM
$3.55B
Non-discretionary $115.9M
Clients
1,585
5,166 accounts
Employees
30
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 14, 1997
- Principal office
- 4900 N. SCOTTSDALE ROAD, SUITE 2600, SCOTTSDALE, AZ, 85251
- Phone
- 480-890-8088
- Website
- HTTP://WWW.STOKEROSTLER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.67B
- Discretionary AUM
- $3.55B
- Non-discretionary AUM
- $115.9M
- Discretionary accounts
- 4,904
- Non-discretionary accounts
- 262
- Total accounts
- 5,166
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $12.3M |
| High net worth individuals | 945 | $3.31B |
| Individuals (other than high net worth individuals) | 634 | $344.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.