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STOKER OSTLER, A PART OF BMO FINANCIAL GROUP
Legal name: STOKER OSTLER WEALTH ADVISORS, INC.
CRD 111320File 801-54265
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.67B
Top 25% of cohort (national)
Discretionary AUM
$3.55B
Non-discretionary $115.9M
Clients
1,585
5,166 accounts
Employees
30
Top 10% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 14, 1997
- Principal office
- 4900 N. SCOTTSDALE ROAD, SUITE 2600, SCOTTSDALE, AZ, 85251
- Phone
- 480-890-8088
- Website
- HTTP://WWW.STOKEROSTLER.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.67B
- Discretionary AUM
- $3.55B
- Non-discretionary AUM
- $115.9M
- Discretionary accounts
- 4,904
- Non-discretionary accounts
- 262
- Total accounts
- 5,166
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $12.3M |
| High net worth individuals | 945 | $3.31B |
| Individuals (other than high net worth individuals) | 634 | $344.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 27 | 30 | increased by3 |
| Apr 1, 2026 | Clients | 1,447 | 1,585 | increased by138 |
| Apr 1, 2026 | AUM | $3,100,176,318 | $3,669,760,193 | increased by$569,583,875 |
| Apr 1, 2026 | Accounts | 4,732 | 5,166 | increased by434 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 27 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,062 | 1,447 | increased by385 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,216,801,722 | $3,100,176,318 | increased by$883,374,596 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,416 | 4,732 | increased by1,316 |
| Apr 1, 2022 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2022 | Clients | 935 | 1,062 | increased by127 |
| Apr 1, 2022 | AUM | $1,718,313,531 | $2,216,801,722 | increased by$498,488,191 |
| Apr 1, 2022 | Accounts | 2,942 | 3,416 | increased by474 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STOKER OSTLER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STOKER OSTLER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.