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SONATA CAPITAL GROUP INC
CRD 111277File 801-57515
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$360.7M
Below cohort median (national)
Discretionary AUM
$360.7M
Clients
197
197 accounts
Employees
5
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 21, 2000
- Principal office
- 2001 6TH AVE, SUITE 3410, SEATTLE, WA, 98121
- Phone
- 206-256-4400
- Website
- HTTP://SONATACAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $360.7M
- Discretionary AUM
- $360.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 197
- Non-discretionary accounts
- 0
- Total accounts
- 197
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $3.3M |
| High net worth individuals | 119 | $335.6M |
| Individuals (other than high net worth individuals) | 73 | $21.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.