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SOUTH OCEAN MANAGEMENT LTD.
CRD 111180File 801-41804
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$13.4M
Bottom 25% of cohort (national)
Discretionary AUM
$11.8M
Non-discretionary $1.5M
Clients
19
19 accounts
Employees
4
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 27, 1992
- Principal office
- 15E 15/F, THE PHOENIX BUILDING, 23 LUARD ROAD, WANCHAI
- Phone
- 852-2521-0332
- Website
- HTTP://WWW.SOUTH-OCEAN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $13.4M
- Discretionary AUM
- $11.8M
- Non-discretionary AUM
- $1.5M
- Discretionary accounts
- 17
- Non-discretionary accounts
- 2
- Total accounts
- 19
- AUM per client
- $704K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 17 | $11.8M |
| Pooled investment vehicles | 2 | $1.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.