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ALLWORTH FINANCIAL, L.P.
CRD 111167File 801-68255
APPROVED
Retail clients
Custody
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$33.55B
Top 10% of cohort (national)
Discretionary AUM
$33.06B
Non-discretionary $489.4M
Clients
29,297
75,126 accounts
Employees
493
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 27, 2007
- Principal office
- 340 PALLADIO PKWY., SUITE 501, FOLSOM, CA, 95630
- Phone
- 916-482-2196
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $33.55B
- Discretionary AUM
- $33.06B
- Non-discretionary AUM
- $489.4M
- Discretionary accounts
- 73,370
- Non-discretionary accounts
- 1,756
- Total accounts
- 75,126
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 143 | $430.2M |
| Charitable organizations | 107 | $30.6M |
| High net worth individuals | 9,283 | $25.23B |
| Pooled investment vehicles | 2 | $54.8M |
| Pension and profit sharing plans | 259 | $808.5M |
| Individuals (other than high net worth individuals) | 19,503 | $7.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 466 | 493 | increased by27 |
| Apr 1, 2026 | Clients | 26,325 | 29,297 | increased by2,972 |
| Apr 1, 2026 | AUM | $25,097,132,975 | $33,554,007,293 | increased by$8,456,874,318 |
| Apr 1, 2026 | Accounts | 64,930 | 75,126 | increased by10,196 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 343 | 466 | increased by123 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20,174 | 26,325 | increased by6,151 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $13,749,494,528 | $25,097,132,975 | increased by$11,347,638,447 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 77,905 | 64,930 | decreased by12,975 |
| Sep 1, 2022 | Clients | 17,533 | 20,174 | increased by2,641 |
| Sep 1, 2022 | AUM | $13,782,219,676 | $13,749,494,528 | decreased by$32,725,148 |
| Sep 1, 2022 | Accounts | 69,528 | 77,905 | increased by8,377 |
| Apr 1, 2022 | Employees | 218 | 343 | increased by125 |
| Apr 1, 2022 | Clients | 12,663 | 17,533 | increased by4,870 |
| Apr 1, 2022 | AUM | $10,118,711,655 | $13,782,219,676 | increased by$3,663,508,021 |
| Apr 1, 2022 | Accounts | 29,666 | 69,528 | increased by39,862 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALLWORTH FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALLWORTH FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.