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KORNITZER CAPITAL MANAGEMENT, INC.
CRD 111087File 801-34933
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.49B
Top 25% of cohort (national)
Discretionary AUM
$6.36B
Non-discretionary $126.7M
Clients
2,008
5,080 accounts
Employees
41
Top 10% of cohort in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Aug 4, 1989
- Principal office
- 5420 WEST 61ST PLACE, MISSION, KS, 66205-3084
- Phone
- 913-677-7778
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.49B
- Discretionary AUM
- $6.36B
- Non-discretionary AUM
- $126.7M
- Discretionary accounts
- 4,792
- Non-discretionary accounts
- 288
- Total accounts
- 5,080
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $60.5M |
| Insurance companies | Fewer than 5 | $2.5M |
| Investment companies | 10 | $3.30B |
| Charitable organizations | 32 | $75.5M |
| High net worth individuals | 700 | $2.85B |
| Pension and profit sharing plans | 62 | $87.9M |
| Individuals (other than high net worth individuals) | 1,188 | $121.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.