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LCM CAPITAL MANAGEMENT INC
CRD 111074File 801-67893
APPROVED
Retail clients
Custody
Filing as of Apr 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$403.0M
Below cohort median (national)
Discretionary AUM
$388.2M
Non-discretionary $14.8M
Clients
473
982 accounts
Employees
8
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 23, 2007
- Principal office
- 209 W. JACKSON BOULEVARD, SUITE 777, CHICAGO, IL, 60606
- Phone
- 312-705-3013
- Website
- HTTP://WWW.LCMCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $403.0M
- Discretionary AUM
- $388.2M
- Non-discretionary AUM
- $14.8M
- Discretionary accounts
- 976
- Non-discretionary accounts
- 6
- Total accounts
- 982
- AUM per client
- $852K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $1.2M |
| High net worth individuals | 193 | $283.7M |
| Pension and profit sharing plans | 14 | $49.0M |
| Individuals (other than high net worth individuals) | 262 | $69.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 456 | 473 | increased by17 |
| May 1, 2026 | AUM | $365,277,954 | $402,997,788 | increased by$37,719,834 |
| May 1, 2026 | Accounts | 932 | 982 | increased by50 |
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 375 | 456 | increased by81 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $284,487,500 | $365,277,954 | increased by$80,790,454 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 738 | 932 | increased by194 |
| May 1, 2022 | Clients | 361 | 375 | increased by14 |
| May 1, 2022 | AUM | $262,966,274 | $284,487,500 | increased by$21,521,226 |
| May 1, 2022 | Accounts | 706 | 738 | increased by32 |
| Sep 1, 2021 | Employees | 7 | 8 | increased by1 |
| May 1, 2021 | Clients | 353 | 361 | increased by8 |
| May 1, 2021 | AUM | $226,661,756 | $262,966,274 | increased by$36,304,518 |
| May 1, 2021 | Accounts | 668 | 706 | increased by38 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LCM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LCM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.