← Directory
ECLECTIC ASSOCIATES, INC.
CRD 111041File 801-21175
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.47B
Above cohort median (national)
Discretionary AUM
$1.33B
Non-discretionary $141.1M
Clients
1,222
4,290 accounts
Employees
17
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 14, 1984
- Principal office
- 1440 NORTH HARBOR BLVD., SUITE 220, FULLERTON, CA, 92835
- Phone
- 714-738-0220
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.47B
- Discretionary AUM
- $1.33B
- Non-discretionary AUM
- $141.1M
- Discretionary accounts
- 4,098
- Non-discretionary accounts
- 192
- Total accounts
- 4,290
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.0M |
| Charitable organizations | 15 | $21.6M |
| High net worth individuals | 410 | $1.13B |
| Pension and profit sharing plans | Fewer than 5 | $2.6M |
| Individuals (other than high net worth individuals) | 797 | $318.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 15 | 17 | increased by2 |
| Mar 1, 2026 | Clients | 1,038 | 1,222 | increased by184 |
| Mar 1, 2026 | AUM | $1,224,507,399 | $1,473,498,385 | increased by$248,990,986 |
| Mar 1, 2026 | Accounts | 3,743 | 4,290 | increased by547 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 15 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 860 | 1,038 | increased by178 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,070,987,844 | $1,224,507,399 | increased by$153,519,555 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,080 | 3,743 | increased by663 |
| Mar 1, 2022 | Employees | 13 | 14 | increased by1 |
| Mar 1, 2022 | Clients | 794 | 860 | increased by66 |
| Mar 1, 2022 | AUM | $920,994,345 | $1,070,987,844 | increased by$149,993,499 |
| Mar 1, 2022 | Accounts | 2,752 | 3,080 | increased by328 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ECLECTIC ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ECLECTIC ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.