ABBOT FINANCIAL MANAGEMENT, INC

CRD 111040File 801-19944

APPROVED

Retail clients

Filing as of Sep 24, 2025

Feed vintage Aug 17, 2026

Regulatory AUM

$303.0M

Below cohort median (national)

Discretionary AUM

$303.0M

Clients

202

515 accounts

Employees

Below cohort median in MA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: BRO
Registration date: Nov 3, 1983
Principal office: 63 PARK STREET, SUITE 202, ANDOVER, MA, 01810
Phone: (978) 688-9010
Website: http://www.abbotfm.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $303.0M
Discretionary AUM: $303.0M
Non-discretionary AUM: $0
Discretionary accounts: 515
Non-discretionary accounts: 0
Total accounts: 515
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$8.8M
High net worth individuals	86	$256.3M
Individuals (other than high net worth individuals)	116	$38.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.