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ABBOT FINANCIAL MANAGEMENT, INC
CRD 111040File 801-19944
APPROVED
Retail clients
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$358.9M
Below cohort median (national)
Discretionary AUM
$358.9M
Clients
213
534 accounts
Employees
4
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 3, 1983
- Principal office
- 63 PARK STREET, SUITE 202, ANDOVER, MA, 01810
- Phone
- (978) 688-9010
- Website
- http://www.abbotfm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $358.9M
- Discretionary AUM
- $358.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 534
- Non-discretionary accounts
- 0
- Total accounts
- 534
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $10.1M |
| High net worth individuals | 94 | $309.2M |
| Individuals (other than high net worth individuals) | 119 | $39.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | AUM | $273,874,914 | $302,994,864 | increased by$29,119,950 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 493 | 515 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 193 | 202 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $242,650,442 | $273,874,914 | increased by$31,224,472 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 480 | 493 | increased by13 |
| Oct 1, 2022 | Clients | 188 | 193 | increased by5 |
| Oct 1, 2022 | AUM | $309,418,564 | $242,650,442 | decreased by$66,768,122 |
| Oct 1, 2022 | Accounts | 469 | 480 | increased by11 |
| Oct 1, 2021 | Clients | 180 | 188 | increased by8 |
| Oct 1, 2021 | AUM | $212,992,975 | $309,418,564 | increased by$96,425,589 |
| Oct 1, 2021 | Accounts | 431 | 469 | increased by38 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ABBOT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ABBOT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.