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WESTCHESTER CAPITAL MANAGEMENT INC
CRD 110961File 801-28498
APPROVED
Retail clients
Custody
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$691.3M
Above cohort median (national)
Discretionary AUM
$691.3M
Clients
469
681 accounts
Employees
9
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Dec 19, 1986
- Principal office
- 801 NORTH 96TH ST, OMAHA, NE, 68114-2538
- Phone
- 402-392-2418
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $691.3M
- Discretionary AUM
- $691.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 681
- Non-discretionary accounts
- 0
- Total accounts
- 681
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $33.1M |
| Charitable organizations | Fewer than 5 | $226K |
| High net worth individuals | 210 | $558.2M |
| Pension and profit sharing plans | 9 | $29.9M |
| Individuals (other than high net worth individuals) | 239 | $70.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 7 | 9 | increased by2 |
| Sep 26, 2026 | Clients | 467 | 469 | increased by2 |
| Sep 26, 2026 | AUM | $556,302,985 | $691,339,297 | increased by$135,036,312 |
| Sep 26, 2026 | Accounts | 657 | 681 | increased by24 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 9 | 7 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 468 | 467 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $502,744,938 | $556,302,985 | increased by$53,558,047 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 641 | 657 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 459 | 468 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $427,182,448 | $502,744,938 | increased by$75,562,490 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 585 | 641 | increased by56 |
| Oct 1, 2022 | Clients | 440 | 459 | increased by19 |
| Oct 1, 2022 | AUM | $431,736,338 | $427,182,448 | decreased by$4,553,890 |
| Oct 1, 2022 | Accounts | 548 | 585 | increased by37 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WESTCHESTER CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WESTCHESTER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.