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BRADFORD FINANCIAL CENTER
CRD 110953File 801-68117
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$229.7M
Below cohort median (national)
Discretionary AUM
$229.7M
Clients
710
1,478 accounts
Employees
26
Below cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 23, 2007
- Principal office
- 119 CENTRAL AVE W, CLARION, IA, 50525
- Phone
- 515.532.6661
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $229.7M
- Discretionary AUM
- $229.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,478
- Non-discretionary accounts
- 0
- Total accounts
- 1,478
- AUM per client
- $324K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $1.9M |
| Charitable organizations | Fewer than 5 | $508K |
| High net worth individuals | 102 | $60.3M |
| Individuals (other than high net worth individuals) | 597 | $167.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PER CONSULTING AGREEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.