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BRADFORD FINANCIAL CENTER
CRD 110953File 801-68117
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$229.7M
Below cohort median (national)
Discretionary AUM
$229.7M
Clients
710
1,478 accounts
Employees
26
Below cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 23, 2007
- Principal office
- 119 CENTRAL AVE W, CLARION, IA, 50525
- Phone
- 515.532.6661
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $229.7M
- Discretionary AUM
- $229.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,478
- Non-discretionary accounts
- 0
- Total accounts
- 1,478
- AUM per client
- $324K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $1.9M |
| Charitable organizations | Fewer than 5 | $508K |
| High net worth individuals | 102 | $60.3M |
| Individuals (other than high net worth individuals) | 597 | $167.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PER CONSULTING AGREEMENT
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 767 | 710 | decreased by57 |
| Apr 1, 2026 | AUM | $232,332,172 | $229,709,395 | decreased by$2,622,777 |
| Apr 1, 2026 | Accounts | 1,710 | 1,478 | decreased by232 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 26 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,676 | 767 | decreased by909 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $207,565,911 | $232,332,172 | increased by$24,766,261 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,639 | 1,710 | increased by71 |
| Apr 1, 2022 | Clients | 1,530 | 1,676 | increased by146 |
| Apr 1, 2022 | AUM | $187,382,213 | $207,565,911 | increased by$20,183,698 |
| Apr 1, 2022 | Accounts | 1,530 | 1,639 | increased by109 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BRADFORD FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BRADFORD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.