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PRENTISS SMITH & COMPANY, INC.
CRD 110928File 801-17579
APPROVED
Retail clients
Filing as of Jun 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$453.1M
Above cohort median (national)
Discretionary AUM
$447.1M
Non-discretionary $5.9M
Clients
319
622 accounts
Employees
8
Above cohort median in VT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 10, 1982
- Principal office
- 950 WESTERN AVENUE, BRATTLEBORO, VT, 05301
- Phone
- 802-254-2913
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $453.1M
- Discretionary AUM
- $447.1M
- Non-discretionary AUM
- $5.9M
- Discretionary accounts
- 610
- Non-discretionary accounts
- 12
- Total accounts
- 622
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $34.9M |
| Charitable organizations | 10 | $7.6M |
| High net worth individuals | 10 | $152.4M |
| Individuals (other than high net worth individuals) | 290 | $258.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.