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INVESTMENT MANAGEMENT ASSOCIATES
Legal name: INVESTMENT MANAGEMENT ASSOCIATES, INC.
CRD 110900File 801-117982
APPROVED
Retail clients
Custody
Filing as of May 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$810.0M
Above cohort median (national)
Discretionary AUM
$794.9M
Non-discretionary $15.0M
Clients
383
674 accounts
Employees
8
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 23, 2020
- Principal office
- 5690 DTC BOULEVARD, SUITE 140W, GREENWOOD VILLAGE, CO, 80111-3232
- Phone
- 303-796-8333
- Website
- HTTP://IMAUSA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $810.0M
- Discretionary AUM
- $794.9M
- Non-discretionary AUM
- $15.0M
- Discretionary accounts
- 632
- Non-discretionary accounts
- 42
- Total accounts
- 674
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $86.3M |
| Charitable organizations | Fewer than 5 | $4.4M |
| High net worth individuals | 260 | $560.2M |
| Individuals (other than high net worth individuals) | 115 | $159.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — CONSULTING FEE BASED ON ASSET SIZE
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 6 | 8 | increased by2 |
| Jun 1, 2026 | Clients | 335 | 383 | increased by48 |
| Jun 1, 2026 | AUM | $572,704,969 | $809,975,042 | increased by$237,270,073 |
| Jun 1, 2026 | Accounts | 573 | 674 | increased by101 |
| Dec 1, 2025 vs May 1, 2025 | Custody | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 316 | 335 | increased by19 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $515,382,593 | $572,704,969 | increased by$57,322,376 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 547 | 573 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 250 | 316 | increased by66 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $322,954,619 | $515,382,593 | increased by$192,427,974 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 433 | 547 | increased by114 |
| Jun 1, 2022 | Clients | 181 | 250 | increased by69 |
| Jun 1, 2022 | AUM | $212,874,113 | $322,954,619 | increased by$110,080,506 |
| Jun 1, 2022 | Accounts | 311 | 433 | increased by122 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVESTMENT MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVESTMENT MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.