INVESTMENT MANAGEMENT ASSOCIATES

Legal name: INVESTMENT MANAGEMENT ASSOCIATES, INC.

CRD 110900File 801-117982

APPROVED

Retail clients

Custody

Filing as of May 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$810.0M

Above cohort median (national)

Discretionary AUM

$794.9M

Non-discretionary $15.0M

Clients

383

674 accounts

Employees

Above cohort median in CO

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Jan 23, 2020
Principal office: 5690 DTC BOULEVARD, SUITE 140W, GREENWOOD VILLAGE, CO, 80111-3232
Phone: 303-796-8333
Website: https://www.tiktok.com/@vkatsen?lang=en

Assets & accounts

ADV Item 5F

Total regulatory AUM: $810.0M
Discretionary AUM: $794.9M
Non-discretionary AUM: $15.0M
Discretionary accounts: 632
Non-discretionary accounts: 42
Total accounts: 674
AUM per client: $2.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$86.3M
Charitable organizations	Fewer than 5	$4.4M
High net worth individuals	260	$560.2M
Individuals (other than high net worth individuals)	115	$159.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — CONSULTING FEE BASED ON ASSET SIZE
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.