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ZACKS INVESTMENT MANAGEMENT, INC.
CRD 110897File 801-40592
APPROVED
Retail clients
Custody
Filing as of May 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$14.59B
Top 10% of cohort (national)
Discretionary AUM
$14.59B
Clients
3,727
12,368 accounts
Employees
132
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 17, 1992
- Principal office
- 101 N. WACKER DRIVE, SUITE 1500, CHICAGO, IL, 60606
- Phone
- 312-265-9266
- Website
- HTTP://WWW.ZIMWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.59B
- Discretionary AUM
- $14.59B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 12,368
- Non-discretionary accounts
- 0
- Total accounts
- 12,368
- AUM per client
- $3.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 79 | $130.2M |
| Investment companies | 8 | $809.1M |
| Charitable organizations | 2 | $28.5M |
| Other investment advisers | 179 | $2.41B |
| High net worth individuals | 1,293 | $3.48B |
| Pooled investment vehicles | 2 | $14.1M |
| Pension and profit sharing plans | 111 | $175.2M |
| State or municipal government entities | 2 | $42.5M |
| Individuals (other than high net worth individuals) | 2,051 | $1.01B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 3741 | 3727 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.