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CUMBERLAND INVESTMENT COUNSEL INC.
CRD 110887File 801-41265
APPROVED
Retail clients
Disclosure events
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.41B
Above cohort median (national)
Discretionary AUM
$1.41B
Clients
48
48 accounts
Employees
19
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Apr 28, 1992
- Principal office
- 99 YORKVILLE AVENUE, 3F, TORONTO ONTARIO, M5R 3K5
- Phone
- 416-482-5337
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.41B
- Discretionary AUM
- $1.41B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 48
- Non-discretionary accounts
- 0
- Total accounts
- 48
- AUM per client
- $29.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.9M |
| Charitable organizations | Fewer than 5 | $3.3M |
| High net worth individuals | 12 | $31.7M |
| Pooled investment vehicles | 10 | $1.33B |
| Individuals (other than high net worth individuals) | 23 | $38.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 20 | 19 | decreased by1 |
| Jan 1, 2026 | Clients | 120 | 48 | decreased by72 |
| Jan 1, 2026 | AUM | $1,272,160,433 | $1,405,771,456 | increased by$133,611,023 |
| Jan 1, 2026 | Accounts | 120 | 48 | decreased by72 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 23 | 20 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 173 | 120 | decreased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,116,641,922 | $1,272,160,433 | increased by$155,518,511 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 173 | 120 | decreased by53 |
| Jan 1, 2022 | Employees | 19 | 23 | increased by4 |
| Jan 1, 2022 | Clients | 120 | 173 | increased by53 |
| Jan 1, 2022 | AUM | $930,255,823 | $1,116,641,922 | increased by$186,386,099 |
| Jan 1, 2022 | Accounts | 120 | 173 | increased by53 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CUMBERLAND INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CUMBERLAND INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.