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SASSER INVESTMENT MANAGEMENT, INC.
CRD 110886File 801-121873
APPROVED
Retail clients
Filing as of Apr 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$120.1M
Bottom 25% of cohort (national)
Discretionary AUM
$113.3M
Non-discretionary $6.8M
Clients
119
119 accounts
Employees
3
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 29, 2021
- Principal office
- 2907 CLAREMONT AVE, SUITE 220, BERKELEY, CA, 94705-2410
- Phone
- 510-835-0960
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $120.1M
- Discretionary AUM
- $113.3M
- Non-discretionary AUM
- $6.8M
- Discretionary accounts
- 91
- Non-discretionary accounts
- 28
- Total accounts
- 119
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 119 | $120.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — 3RD PARTY COMPENSATION IS RECEIVED FOR TRUST DEED INVESTMENTS.
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 89 | 119 | increased by30 |
| May 1, 2026 | AUM | $110,545,979 | $120,092,164 | increased by$9,546,185 |
| May 1, 2026 | Accounts | 117 | 119 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 95 | 89 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $100,258,697 | $110,545,979 | increased by$10,287,282 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 371 | 117 | decreased by254 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 142 | 95 | decreased by47 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $147,443,677 | $100,258,697 | decreased by$47,184,980 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 142 | 371 | increased by229 |
| May 1, 2022 | Clients | 143 | 142 | decreased by1 |
| May 1, 2022 | AUM | $135,669,378 | $147,443,677 | increased by$11,774,299 |
| Aug 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SASSER INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SASSER INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.