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CAPITAL RESEARCH AND MANAGEMENT COMPANY
CRD 110885File 801-8055
APPROVED
Retail clients
Disclosure events
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.3T
Top 10% of cohort (national)
Discretionary AUM
$4.3T
Clients
23,565
23,578 accounts
Employees
1,395
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 6, 1971
- Principal office
- 333 S HOPE STREET, 55TH FLOOR, LOS ANGELES, CA, 90071-1406
- Phone
- 213-486-9200
- Website
- https://www.icanretire.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.3T
- Discretionary AUM
- $4.3T
- Non-discretionary AUM
- $0
- Discretionary accounts
- 23,578
- Non-discretionary accounts
- 0
- Total accounts
- 23,578
- AUM per client
- $183.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 241 | $1.27B |
| Non-U.S. persons | 5 | $3.11B |
| Investment companies | 150 | $3.9T |
| Charitable organizations | 55 | $450.6M |
| High net worth individuals | 830 | $3.82B |
| Pooled investment vehicles | 68 | $339.26B |
| Pension and profit sharing plans | 5 | $798.6M |
| Individuals (other than high net worth individuals) | 22,211 | $16.87B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — GROSS INVESTMENT INCOME
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11A1
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 1,417 | 1,395 | decreased by22 |
| Sep 26, 2026 | Custody | Yes | No | |
| Sep 26, 2026 | Clients | 22,819 | 23,565 | increased by746 |
| Sep 26, 2026 | AUM | $3,753,542,800,892 | $4,320,750,232,546 | increased by$567,207,431,654 |
| Sep 26, 2026 | Accounts | 22,833 | 23,578 | increased by745 |
| Aug 17, 2026 | Clients | 22,833 | 22,819 | decreased by14 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 1,384 | 1,417 | increased by33 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 22,262 | 22,833 | increased by571 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,315,358,763,219 | $3,753,542,800,892 | increased by$438,184,037,673 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 22,262 | 22,833 | increased by571 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,391 | 1,384 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 16,876 | 22,262 | increased by5,386 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,750,178,273,164 | $3,315,358,763,219 | increased by$565,180,490,055 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16,876 | 22,262 | increased by5,386 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL RESEARCH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL RESEARCH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.