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SMEDLEY FINANCIAL SERVICES INC
CRD 110870File 801-17207
APPROVED
Retail clients
Filing as of Jul 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$396.7M
Below cohort median (national)
Discretionary AUM
$396.7M
Clients
855
1,961 accounts
Employees
11
Above cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 4, 1982
- Principal office
- 102 S. 200 E., SUITE 100, SALT LAKE CITY, UT, 84111-3110
- Phone
- 801-355-8888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $396.7M
- Discretionary AUM
- $396.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,961
- Non-discretionary accounts
- 0
- Total accounts
- 1,961
- AUM per client
- $464K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $2.3M |
| High net worth individuals | 105 | $218.0M |
| Individuals (other than high net worth individuals) | 744 | $176.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — SUB-ADVISORY FEES
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 10 | 11 | increased by1 |
| Aug 1, 2026 | Clients | 779 | 855 | increased by76 |
| Aug 1, 2026 | AUM | $341,758,231 | $396,666,341 | increased by$54,908,110 |
| Aug 1, 2026 | Accounts | 1,952 | 1,961 | increased by9 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 778 | 779 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $307,099,431 | $341,758,231 | increased by$34,658,800 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,035 | 1,952 | decreased by83 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 801 | 778 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $260,039,173 | $307,099,431 | increased by$47,060,258 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,106 | 2,035 | decreased by71 |
| Sep 1, 2022 | Clients | 836 | 801 | decreased by35 |
| Sep 1, 2022 | AUM | $276,714,604 | $260,039,173 | decreased by$16,675,431 |
| Sep 1, 2022 | Accounts | 2,080 | 2,106 | increased by26 |
| Sep 1, 2021 | Clients | 806 | 836 | increased by30 |
| Sep 1, 2021 | AUM | $222,954,672 | $276,714,604 | increased by$53,759,932 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMEDLEY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMEDLEY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.