← Directory
AMERICAN CAPITAL MANAGEMENT INC
CRD 110861File 801-15254
APPROVED
Retail clients
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.11B
Top 25% of cohort (national)
Discretionary AUM
$2.11B
Clients
333
498 accounts
Employees
15
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 27, 1980
- Principal office
- 575 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY, 10022-3212
- Phone
- 212-344-3300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.11B
- Discretionary AUM
- $2.11B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 498
- Non-discretionary accounts
- 0
- Total accounts
- 498
- AUM per client
- $6.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $485.8M |
| Charitable organizations | 18 | $208.8M |
| High net worth individuals | 272 | $884.9M |
| Pooled investment vehicles | 1 | $523.5M |
| Pension and profit sharing plans | 6 | $7.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 16 | 15 | decreased by1 |
| Jul 1, 2026 | Clients | 361 | 333 | decreased by28 |
| Jul 1, 2026 | AUM | $2,637,474,568 | $2,111,011,554 | decreased by$526,463,014 |
| Jul 1, 2026 | Accounts | 543 | 498 | decreased by45 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 15 | 16 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 318 | 361 | increased by43 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $3,292,084,292 | $2,637,474,568 | decreased by$654,609,724 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 553 | 543 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 15 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 328 | 318 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,531,668,104 | $3,292,084,292 | decreased by$239,583,812 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 508 | 553 | increased by45 |
| Jul 1, 2022 | Clients | 324 | 328 | increased by4 |
| Jul 1, 2022 | AUM | $3,443,257,568 | $3,531,668,104 | increased by$88,410,536 |
| Jul 1, 2022 | Accounts | 467 | 508 | increased by41 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AMERICAN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AMERICAN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.