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CIRCLE ADVISERS INC
CRD 110818File 801-18150
APPROVED
Retail clients
Custody
Filing as of Dec 26, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$868.2M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $868.2M
Clients
348
1,156 accounts
Employees
8
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 5, 1983
- Principal office
- 420 LEXINGTON AVENUE, SUITE 2500, NEW YORK, NY, 10170
- Phone
- 212-885-4200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $868.2M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $868.2M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 1,156
- Total accounts
- 1,156
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $11.9M |
| High net worth individuals | 348 | $854.9M |
| Pension and profit sharing plans | Fewer than 5 | $1.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Jan 1, 2026 | Clients | 358 | 348 | decreased by10 |
| Jan 1, 2026 | AUM | $819,802,922 | $868,162,745 | increased by$48,359,823 |
| Jan 1, 2026 | Accounts | 1,184 | 1,156 | decreased by28 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 282 | 358 | increased by76 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $737,645,724 | $819,802,922 | increased by$82,157,198 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 282 | 1,184 | increased by902 |
| Jan 1, 2022 | Clients | 276 | 282 | increased by6 |
| Jan 1, 2022 | AUM | $600,717,253 | $737,645,724 | increased by$136,928,471 |
| Jan 1, 2022 | Accounts | 276 | 282 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CIRCLE ADVISERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CIRCLE ADVISERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.