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JOHN A. WOLFE & ASSOCIATES, INC.
CRD 110799File 801-36076
APPROVED
Retail clients
Custody
Filing as of Jan 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$560.7M
Above cohort median (national)
Discretionary AUM
$560.7M
Clients
450
1,171 accounts
Employees
3
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 16, 1990
- Principal office
- 440 WEST CENTRE AVENUE, SUITE 4, PORTAGE, MI, 49024-5357
- Phone
- 269-324-1988
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $560.7M
- Discretionary AUM
- $560.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,171
- Non-discretionary accounts
- 0
- Total accounts
- 1,171
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 175 | $437.6M |
| Pension and profit sharing plans | 4 | $6.7M |
| Individuals (other than high net worth individuals) | 271 | $116.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.