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JOHN A. WOLFE & ASSOCIATES, INC.
CRD 110799File 801-36076
APPROVED
Retail clients
Custody
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$560.7M
Above cohort median (national)
Discretionary AUM
$560.7M
Clients
450
1,171 accounts
Employees
3
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 16, 1990
- Principal office
- 440 WEST CENTRE AVENUE, SUITE 4, PORTAGE, MI, 49024-5357
- Phone
- 269-324-1988
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $560.7M
- Discretionary AUM
- $560.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,171
- Non-discretionary accounts
- 0
- Total accounts
- 1,171
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 175 | $437.6M |
| Pension and profit sharing plans | 4 | $6.7M |
| Individuals (other than high net worth individuals) | 271 | $116.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 479 | 450 | decreased by29 |
| Feb 1, 2026 | AUM | $534,664,000 | $560,663,000 | increased by$25,999,000 |
| Feb 1, 2026 | Accounts | 1,238 | 1,171 | decreased by67 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 568 | 479 | decreased by89 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $556,811,000 | $534,664,000 | decreased by$22,147,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,362 | 1,238 | decreased by124 |
| Feb 1, 2022 | Clients | 577 | 568 | decreased by9 |
| Feb 1, 2022 | AUM | $524,912,000 | $556,811,000 | increased by$31,899,000 |
| Feb 1, 2022 | Accounts | 1,402 | 1,362 | decreased by40 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “JOHN WOLFE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“JOHN WOLFE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.