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NEXT CAPITAL MANAGEMENT LLC
CRD 110793File 801-56281
APPROVED
Retail clients
Custody
Filing as of Jan 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.14B
Top 25% of cohort (national)
Discretionary AUM
$1.61B
Non-discretionary $530.1M
Clients
320
2,332 accounts
Employees
23
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 24, 1999
- Principal office
- ELEVEN TIMES SQUARE, 15TH FLOOR, NEW YORK, NY, 10036
- Phone
- 212-433-1111
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.14B
- Discretionary AUM
- $1.61B
- Non-discretionary AUM
- $530.1M
- Discretionary accounts
- 1,214
- Non-discretionary accounts
- 1,118
- Total accounts
- 2,332
- AUM per client
- $6.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 33 | $412.0M |
| Insurance companies | Fewer than 5 | $252K |
| Charitable organizations | 30 | $23.2M |
| High net worth individuals | 181 | $1.66B |
| Pension and profit sharing plans | Fewer than 5 | $2.6M |
| Individuals (other than high net worth individuals) | 76 | $40.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.