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BARON CAPITAL MANAGEMENT, INC.
CRD 110791File 801-18656
APPROVED
Retail clients
Custody
Filing as of May 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.79B
Top 10% of cohort (national)
Discretionary AUM
$10.79B
Clients
45
125 accounts
Employees
221
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 15, 1983
- Principal office
- 767 FIFTH AVENUE, 48TH FLOOR, NEW YORK, NY, 10153-0023
- Phone
- 212-583-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.79B
- Discretionary AUM
- $10.79B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 125
- Non-discretionary accounts
- 0
- Total accounts
- 125
- AUM per client
- $239.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $460.4M |
| Charitable organizations | Fewer than 5 | $315.0M |
| High net worth individuals | 15 | $364.3M |
| Pooled investment vehicles | 7 | $7.10B |
| Pension and profit sharing plans | 10 | $2.26B |
| State or municipal government entities | Fewer than 5 | $63.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Aug 17, 2026 | Clients | 125 | 45 | decreased by80 |
| Jun 1, 2026 | Employees | 208 | 221 | increased by13 |
| Jun 1, 2026 | Custody | Yes | No | |
| Jun 1, 2026 | Clients | 124 | 125 | increased by1 |
| Jun 1, 2026 | AUM | $5,759,597,364 | $10,787,204,343 | increased by$5,027,606,979 |
| Jun 1, 2026 | Accounts | 124 | 125 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 210 | 208 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 126 | 124 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $4,083,030,071 | $5,759,597,364 | increased by$1,676,567,293 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 126 | 124 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 171 | 210 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 139 | 126 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,239,988,774 | $4,083,030,071 | increased by$843,041,297 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 139 | 126 | decreased by13 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BARON CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BARON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.