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HILLTOP SECURITIES ASSET MANAGEMENT, LLC
CRD 110760File 801-40189
APPROVED
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$37.70B
Top 10% of cohort (national)
Discretionary AUM
$0
Non-discretionary $37.70B
Clients
60
60 accounts
Employees
31
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 17, 1991
- Principal office
- 717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX, 75201
- Phone
- 214-953-4000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $37.70B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $37.70B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 60
- Total accounts
- 60
- AUM per client
- $628.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 60 | $37.70B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — FIXED TRANSACTION FEE BASED ON A CONTRACTUAL FEE SCHEDULE
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.