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NEW ENGLAND RESEARCH & MANAGEMENT, INC.
CRD 110739File 801-14380
APPROVED
Retail clients
Custody
Filing as of Aug 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$337.1M
Below cohort median (national)
Discretionary AUM
$336.0M
Non-discretionary $1.1M
Clients
149
408 accounts
Employees
4
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 16, 1979
- Principal office
- 53 WEST JACKSON BLVD, 603, CHICAGO, IL, 60604
- Phone
- 312-212-1704
- Website
- HTTP://WWW.NERMINC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $337.1M
- Discretionary AUM
- $336.0M
- Non-discretionary AUM
- $1.1M
- Discretionary accounts
- 407
- Non-discretionary accounts
- 1
- Total accounts
- 408
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 70 | $304.7M |
| Pension and profit sharing plans | Fewer than 5 | $6.6M |
| Individuals (other than high net worth individuals) | 79 | $25.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 26, 2026 | Custody | No | Yes | |
| Aug 26, 2026 | Clients | 176 | 149 | decreased by27 |
| Aug 26, 2026 | AUM | $285,171,832 | $337,052,098 | increased by$51,880,266 |
| Aug 26, 2026 | Accounts | 377 | 408 | increased by31 |
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 165 | 176 | increased by11 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $264,496,202 | $285,171,832 | increased by$20,675,630 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 350 | 377 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 170 | 165 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $240,214,297 | $264,496,202 | increased by$24,281,905 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 360 | 350 | decreased by10 |
| Oct 1, 2022 | Clients | 160 | 170 | increased by10 |
| Oct 1, 2022 | AUM | $265,356,182 | $240,214,297 | decreased by$25,141,885 |
| Oct 1, 2022 | Accounts | 340 | 360 | increased by20 |
| Oct 1, 2021 | Clients | 165 | 160 | decreased by5 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEW ENGLAND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEW ENGLAND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.