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VALICENTI ADVISORY SERVICES INC
CRD 110669File 801-19249
APPROVED
Retail clients
Custody
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$820.0M
Above cohort median (national)
Discretionary AUM
$813.9M
Non-discretionary $6.1M
Clients
1,036
1,992 accounts
Employees
11
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 6, 1983
- Principal office
- 400 EAST WATER STREET, ELMIRA, NY, 14901-3411
- Phone
- 607-734-2665
- Website
- HTTP://VALICENTI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $820.0M
- Discretionary AUM
- $813.9M
- Non-discretionary AUM
- $6.1M
- Discretionary accounts
- 1,982
- Non-discretionary accounts
- 10
- Total accounts
- 1,992
- AUM per client
- $792K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 52 | $41.0M |
| Charitable organizations | 104 | $82.0M |
| High net worth individuals | 518 | $410.0M |
| Individuals (other than high net worth individuals) | 362 | $287.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,023 | 1,036 | increased by13 |
| Apr 1, 2026 | AUM | $701,337,902 | $819,997,583 | increased by$118,659,681 |
| Apr 1, 2026 | Accounts | 1,962 | 1,992 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 938 | 1,023 | increased by85 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $597,182,765 | $701,337,902 | increased by$104,155,137 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,821 | 1,962 | increased by141 |
| Apr 1, 2022 | Clients | 900 | 938 | increased by38 |
| Apr 1, 2022 | AUM | $539,766,365 | $597,182,765 | increased by$57,416,400 |
| Apr 1, 2022 | Accounts | 1,771 | 1,821 | increased by50 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VALICENTI ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VALICENTI ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.