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CAPITAL INVESTMENT SERVICES OF AMERICA INC
CRD 110639File 801-15052
APPROVED
Retail clients
Filing as of Dec 16, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$1.31B
Above cohort median (national)
Discretionary AUM
$1.31B
Clients
937
937 accounts
Employees
9
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 21, 1980
- Principal office
- 111 E. WISCONSIN AVE, SUITE 1310, MILWAUKEE, WI, 53202
- Phone
- 414-278-7744
- Website
- HTTP://WWW.CAPINV.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.31B
- Discretionary AUM
- $1.31B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 937
- Non-discretionary accounts
- 0
- Total accounts
- 937
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $59.6M |
| Charitable organizations | 21 | $123.7M |
| High net worth individuals | 256 | $898.6M |
| Pension and profit sharing plans | 10 | $53.6M |
| Individuals (other than high net worth individuals) | 642 | $178.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Clients | 888 | 937 | increased by49 |
| Jan 1, 2026 | AUM | $1,228,290,821 | $1,314,238,097 | increased by$85,947,276 |
| Jan 1, 2026 | Accounts | 888 | 937 | increased by49 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 9 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 775 | 888 | increased by113 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,176,509,129 | $1,228,290,821 | increased by$51,781,692 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 775 | 888 | increased by113 |
| Jan 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Jan 1, 2022 | Clients | 736 | 775 | increased by39 |
| Jan 1, 2022 | AUM | $991,909,691 | $1,176,509,129 | increased by$184,599,438 |
| Jan 1, 2022 | Accounts | 736 | 775 | increased by39 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.