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RAMIREZ ASSET MANAGEMENT, INC.
CRD 110637File 801-69304
APPROVED
Retail clients
Custody
Filing as of Dec 18, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$12.27B
Top 10% of cohort (national)
Discretionary AUM
$12.27B
Clients
671
768 accounts
Employees
48
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 23, 2008
- Principal office
- 14 EAST 52ND STREET, NEW YORK, NY, 10022
- Phone
- 212-248-0500
- Website
- HTTP://WWW.RAMIREZAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.27B
- Discretionary AUM
- $12.27B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 768
- Non-discretionary accounts
- 0
- Total accounts
- 768
- AUM per client
- $18.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $2.52B |
| Insurance companies | 9 | $782.2M |
| Charitable organizations | 73 | $1.82B |
| Other investment advisers | Fewer than 5 | $293.3M |
| High net worth individuals | 43 | $70.7M |
| Pooled investment vehicles | 8 | $459.3M |
| Pension and profit sharing plans | 29 | $1.22B |
| State or municipal government entities | 17 | $4.66B |
| Individuals (other than high net worth individuals) | 442 | $126.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 677 | 671 | decreased by6 |
| Jan 1, 2026 | Employees | 46 | 48 | increased by2 |
| Jan 1, 2026 | Clients | 602 | 677 | increased by75 |
| Jan 1, 2026 | AUM | $12,141,529,833 | $12,269,846,700 | increased by$128,316,867 |
| Jan 1, 2026 | Accounts | 713 | 768 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 23 | 46 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 33 | 602 | increased by569 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,744,194,741 | $12,141,529,833 | increased by$7,397,335,092 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 100 | 713 | increased by613 |
| Jan 1, 2022 | Employees | 21 | 23 | increased by2 |
| Jan 1, 2022 | Clients | 24 | 33 | increased by9 |
| Jan 1, 2022 | AUM | $3,219,290,189 | $4,744,194,741 | increased by$1,524,904,552 |
| Jan 1, 2022 | Accounts | 81 | 100 | increased by19 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RAMIREZ ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RAMIREZ ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.