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PINNACLE ASSOCIATES, LTD.
CRD 110631File 801-20841
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.39B
Top 10% of cohort (national)
Discretionary AUM
$10.38B
Non-discretionary $2.1M
Clients
1,893
6,766 accounts
Employees
69
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 16, 1984
- Principal office
- 286 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017
- Phone
- (212) 652-3200
- Website
- HTTP://PINNACLEINSIGHTS.ORG/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.39B
- Discretionary AUM
- $10.38B
- Non-discretionary AUM
- $2.1M
- Discretionary accounts
- 6,765
- Non-discretionary accounts
- 1
- Total accounts
- 6,766
- AUM per client
- $5.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 52 | $483.8M |
| Charitable organizations | Fewer than 5 | $1.8M |
| Other investment advisers | Fewer than 5 | $2.34B |
| High net worth individuals | 438 | $1.91B |
| Pooled investment vehicles | 4 | $185.8M |
| Pension and profit sharing plans | 29 | $349.2M |
| State or municipal government entities | Fewer than 5 | $240.0M |
| Individuals (other than high net worth individuals) | 1,370 | $1.99B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 2325 | 1893 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.