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M.D. SASS, LLC
CRD 110590File 801-8663
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.06B
Top 25% of cohort (national)
Discretionary AUM
$2.06B
Clients
81
83 accounts
Employees
19
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 1, 1972
- Principal office
- 55 WEST 46TH STREET, SUITE 2801, NEW YORK, NY, 10036
- Phone
- 212-730-2000
- Website
- HTTP://WWW.MDSASS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.06B
- Discretionary AUM
- $2.06B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 83
- Non-discretionary accounts
- 0
- Total accounts
- 83
- AUM per client
- $25.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $179.5M |
| Investment companies | 2 | $54.5M |
| Charitable organizations | 4 | $79.8M |
| Other investment advisers | Fewer than 5 | $75.3M |
| High net worth individuals | 44 | $369.9M |
| Pooled investment vehicles | 3 | $242.9M |
| Pension and profit sharing plans | 20 | $1.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 83 | 81 | decreased by2 |
| Apr 1, 2026 | Employees | 18 | 19 | increased by1 |
| Apr 1, 2026 | Clients | 61 | 83 | increased by22 |
| Apr 1, 2026 | AUM | $2,169,635,374 | $2,063,871,233 | decreased by$105,764,141 |
| Apr 1, 2026 | Accounts | 61 | 83 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 18 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 36 | 61 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,153,777,220 | $2,169,635,374 | decreased by$984,141,846 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 39 | 61 | increased by22 |
| Apr 1, 2022 | Employees | 19 | 20 | increased by1 |
| Apr 1, 2022 | Clients | 39 | 36 | decreased by3 |
| Apr 1, 2022 | AUM | $1,541,994,501 | $3,153,777,220 | increased by$1,611,782,719 |
| Apr 1, 2022 | Accounts | 42 | 39 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SASS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SASS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.