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OMC FINANCIAL SERVICES LTD
CRD 110528File 801-29406
APPROVED
Retail clients
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$328.5M
Below cohort median (national)
Discretionary AUM
$328.0M
Non-discretionary $432K
Clients
269
672 accounts
Employees
7
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 23, 1987
- Principal office
- 5789 WIDEWATERS PARKWAY, DEWITT, NY, 13214
- Phone
- 315-446-8720
- Website
- HTTPS://WWW.OMCFINANCE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $328.5M
- Discretionary AUM
- $328.0M
- Non-discretionary AUM
- $432K
- Discretionary accounts
- 669
- Non-discretionary accounts
- 3
- Total accounts
- 672
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 102 | $257.9M |
| Individuals (other than high net worth individuals) | 167 | $70.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.