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MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION
Legal name: MH & ASSOCIATES SECURITIES MANAGEMENT CORP
CRD 110516File 801-16281
APPROVED
Retail clients
Filing as of Nov 14, 2025
Feed vintage Aug 17, 2026
Regulatory AUM
$150.5M
Bottom 25% of cohort (national)
Discretionary AUM
$141.2M
Non-discretionary $9.4M
Clients
76
152 accounts
Employees
4
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 19, 1981
- Principal office
- 2888 LOKER AVENUE EAST, SUITE 318, CARLSBAD, CA, 92010
- Phone
- 626-440-9694
- Website
- HTTP://WWW.MHINVESTMENTS.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $150.5M
- Discretionary AUM
- $141.2M
- Non-discretionary AUM
- $9.4M
- Discretionary accounts
- 151
- Non-discretionary accounts
- 1
- Total accounts
- 152
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 47 | $139.4M |
| Individuals (other than high net worth individuals) | 29 | $11.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.