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BROOKFIELD PUBLIC SECURITIES GROUP LLC
CRD 110497File 801-34605
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$66.46B
Top 10% of cohort (national)
Discretionary AUM
$66.45B
Non-discretionary $18.0M
Clients
423
92 accounts
Employees
90
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 30, 1989
- Principal office
- BROOKFIELD PLACE, 225 LIBERTY STREET, NEW YORK, NY, 10281-1023
- Phone
- 212-417-7000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $66.46B
- Discretionary AUM
- $66.45B
- Non-discretionary AUM
- $18.0M
- Discretionary accounts
- 87
- Non-discretionary accounts
- 5
- Total accounts
- 92
- AUM per client
- $157.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $841.8M |
| Non-U.S. persons | Fewer than 5 | $604.7M |
| Insurance companies | 28 | $45.52B |
| Investment companies | 8 | $3.11B |
| Charitable organizations | Fewer than 5 | $40.9M |
| High net worth individuals | 7 | $430.9M |
| Pooled investment vehicles | 23 | $14.30B |
| Pension and profit sharing plans | 5 | $601.2M |
| State or municipal government entities | Fewer than 5 | $659.1M |
| Individuals (other than high net worth individuals) | 344 | $179.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 428 | 423 | decreased by5 |
| Apr 1, 2026 | Employees | 113 | 90 | decreased by23 |
| Apr 1, 2026 | Clients | 370 | 428 | increased by58 |
| Apr 1, 2026 | AUM | $48,286,884,607 | $66,463,831,334 | increased by$18,176,946,727 |
| Apr 1, 2026 | Accounts | 115 | 92 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 121 | 113 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 539 | 370 | decreased by169 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $21,105,228,763 | $48,286,884,607 | increased by$27,181,655,844 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 539 | 115 | decreased by424 |
| Apr 1, 2022 | Employees | 145 | 121 | decreased by24 |
| Apr 1, 2022 | Clients | 522 | 539 | increased by17 |
| Apr 1, 2022 | AUM | $17,377,234,589 | $21,105,228,763 | increased by$3,727,994,174 |
| Apr 1, 2022 | Accounts | 522 | 539 | increased by17 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROOKFIELD PUBLIC” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROOKFIELD PUBLIC” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.