← Directory
HARVEY INVESTMENT COMPANY, LLC
CRD 110482File 801-58031
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.03B
Above cohort median (national)
Discretionary AUM
$1.03B
Clients
184
264 accounts
Employees
4
Top 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 26, 2000
- Principal office
- 297 NORTH HUBBARDS LANE, SUITE 102, LOUISVILLE, KY, 40207
- Phone
- 502-339-8270
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.03B
- Discretionary AUM
- $1.03B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 264
- Non-discretionary accounts
- 0
- Total accounts
- 264
- AUM per client
- $5.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.9M |
| Charitable organizations | 8 | $114.7M |
| High net worth individuals | 163 | $902.0M |
| Individuals (other than high net worth individuals) | 13 | $9.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 181 | 184 | increased by3 |
| Apr 1, 2026 | AUM | $941,505,742 | $1,028,628,022 | increased by$87,122,280 |
| Apr 1, 2026 | Accounts | 256 | 264 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 190 | 181 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $979,438,333 | $941,505,742 | decreased by$37,932,591 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 268 | 256 | decreased by12 |
| Apr 1, 2022 | Clients | 183 | 190 | increased by7 |
| Apr 1, 2022 | AUM | $826,395,170 | $979,438,333 | increased by$153,043,163 |
| Apr 1, 2022 | Accounts | 261 | 268 | increased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HARVEY INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HARVEY INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.